FAO Fisheries Circular No. 930 FIRI/C930


SURVEY AND ANALYSIS OF AQUACULTURE DEVELOPMENT

RESEARCH PRIORITIES AND CAPACITIES IN ASIA

by

FAO Fisheries Department
Rome, Italy

and

Network of Aquaculture Centres in Asia-Pacific
Bangkok, Thailand

FOOD AND AGRICULTURE ORGANIZATION OF THE UNITED NATIONS

ROME, November 1997


PREPARATION OF THIS DOCUMENT

This document is the final version of the main discussion paper at the Regional Workshop on Aquaculture Development Research Priorities and Capacities held in Bangkok, Thailand, on 20-23 May 1997, and the report of the workshop. The workshop, and the preceding regional survey on which the discussion paper was based, were collaborative activities of the Network of Aquaculture Centres in Asia-Pacific (NACA) and the Fisheries Department of FAO. The document was finalized into its present form and content after its validation of the discussion paper by the participants of the workshop, and approval of the workshop report by participating countries.

Part I of this document was prepared by Pedro Bueno, Information Specialist and designated NACA project leader for this activity; in collaboration with other NACA staff and Dr. Ziad Shehadeh of the FAO Fisheries Department. The development of the data gathering instrument, the analysis of the survey results and the drafting of Part II of this document, including its post-workshop revision, were largely the responsibility of the consultant of the project, Ms Yong-ja Cho, with the guidance and supervision of the FAO Fisheries Department particularly Ziad Shehadeh and the supervision and collaboration of the NACA Secretariat staff, in particular, Pedro Bueno. The National Coordinators for the Aquaculture Research Survey (NCARS), who were designated by their respective governments, facilitated information collection, supplied, in most cases, the required national and institutional information, and drafted the country reports. A selection of the country reports will be published under separate cover to illustrate in greater detail and provide the local context to the range of issues highlighted by this regional synthesis.

FAO Fisheries Department; Network of Aquaculture Centres in Asia-Pacific (NACA).

Survey and analysis of aquaculture development research priorities and capacities in Asia.

FAO Fisheries Circular. No. 930. Rome, FAO. 1997. 263p.

ABSTRACT

This document incorporates the outcome of two related activities: (i) a synthesis of data from a survey and analysis of aquaculture development research priorities and capacities in Asia, and (ii) the results of a regional workshop which reviewed the findings of the survey, identified themes for regional research collaboration and prepared project outlines for these themes. The synthesis includes the responses of 14 developing countries/regions in Asia to a survey of aquaculture development priorities and capacities conducted in 1996 by FAO and NACA. The information from the survey was supplemented by material provided by or published about the aquaculture development programmes of a number of international and regional organizations in the region. This document also contains the summary of survey returns from the participating countries/region among which are the major aquaculture producers in Asia and the world.

The national aquaculture development objectives and priorities are identified and matched with the research priorities and capabilities of the aquaculture sector; the analysis also points out the weaknesses in the research systems including the research priority setting mechanisms. This is followed by a description of the needs of aquaculture research and an explanation of a list of potential areas and opportunities for collaborative research at the subregional and regional levels. The synthesis also outlines the roles of governments and collaborative assistance agencies and donor organizations, as well as the private sector in regional and national research efforts.

The analysis presents a strong case for greater research attention on institutional and non-biological/technical issues in the region. One of the major observations resulting from the analysis is that planning, applying or deriving the full benefit from biological/technical research -- in which there is a great concentration of efforts -- is largely constrained by the weaknesses in the enabling mechanisms. For the overall research effort to contribute to sustainable aquaculture development, equal attention should be trained on issues associated with the socio-economic, institutional, environmental, policy, legislation and technology transfer aspects of aquaculture development.

The workshop report highlights the main outcome of discussions on the conclusions of the synthesis and presents the seven themes and related project outlines for regional research collaboration.

Abbreviations and Acronyms

AAHRI Aquatic Animal Health Research Institute, Thailand
AARD Agency for Agricultural Research and Development, Indonesia
AFS Asian Fisheries Society
AIT Asian Institute of Technology
ASEAN Association of Southeast-Asian Nations
BAPPENA National Policy Agency, Indonesia
BAR Bureau of Agricultural Research, Ministry of Agriculture, Philippines
BFAR Bureau of Fisheries and Aquatic Resources, Ministry of Agriculture, Philippines
BGD Bangladesh
BOBP Bay of Bengal Programme, FAO
BPPT Study and Application Board for Technology, Indonesia
BPTP Agency for Technology Assessment and Application, Indonesia
CIBA Central Institute for Brackishwater Aquaculture, India
CIFA Central Institute for Freshwater Aquaculture, India
CIFE Central Institute of Fisheries Education, India
CIFRI Central Inland Fisheries Research Institute, India
CMFRI Central Marine Fisheries Research Institute, India
CPR People’s Republic of China
CRIFI Central Research Institute for Fisheries, Indonesia
DRK Democratic People’s Republic of Korea
FAO Food and Agriculture Organization of the United Nations
FAO/RAP Regional Office for Asia and the Pacific, FAO
FIPIS Fishery Project Information System, FAO, Rome
GATT General Agreement on Tariffs and Trade
HOK Hong Kong
ICAR Indian Council for Agricultural Research, India
ICLARM International Centre for Living Aquatic Resources Management
IND India
INFOFISH Intergovernmental Organization for Marketing Information and Technical Advisory Services for Fishery Products in the Asia and Pacific Region
INS Indonesia
IPFC Indo-Pacific Fishery Commission, FAO
IRA Islamic Republic of Iran
LIPI Indonesian Science Institute, Indonesia
MAL Malaysia
MOSTE Ministry of Science, Technology and Environment, Malaysia
MRC Mekong River Commission
NACA Network of Aquaculture Centres in Asia -Pacific
NARA National Aquatic Resources Research and Development Agency, Sri Lanka
NARC National Agricultural Research Centre, Pakistan
NBFGR National Bureau of Fish Genetics Resources, India
NCARSs National Coordinators for Aquaculture Research Survey
NEP Nepal
NGO Non-Governmental Organization
NRCCF National Research Centre for Coldwater Fisheries, India
OIE Office international des épizooties
PAK Pakistan
PARC Pakistan Agricultural Research Council, Pakistan
PCAMRD Philippine Council for Aquatic and Marine Research and Development
PHI Philippines
RICA Research Institute for Coastal Aquaculture, Indonesia
RICF Research Institute for Coastal Fisheries, Indonesia
RIFF Research Institute for Freshwater Fisheries, Indonesia
RIMF Research Institute for Marine Fisheries, Indonesia
S&T Science and technology
SEAFDEC/AQD Aquaculture Department of Southeast Asian Fisheries Development Centre
SIFR Study on International Fisheries Research
SRL Sri Lanka
THA Thailand
UNCED United Nations Conference on Environment and Development
VIE Viet Nam
WHO World Health Organization

FOREWORD

FAO and NACA are pleased to present herewith the result of a regional study on the aquaculture development research priorities and capacities of the region. The purpose of the study was to seek ways to increase the contribution of research to the sustainable development of aquaculture so that the sector can better fulfill its roles of ensuring food security, particularly filling the growing demand for foodfish, generating productive employment and improving the income of rural people, and earning foreign exchange. An important objective was to identify key regional issues and opportunities for research collaboration among countries. An assessment and matching of national aquaculture development priorities with aquaculture research priorities, capacities and strategies gives a comprehensive overview and a fairly sharp detail of the needs of and constraints to the research sector, which in effect are opportunities for its strengthening.

The study consisted of two major activities: (i) a one-year survey, to which fourteen countries/region that include the major aquaculture producers in Asia and a number of national, regional and international organizations and programmes in Asia-Pacific had responded, and (ii) a regional workshop attended by representatives of these developing countries and organizations and programmes.

The findings confirm the primary role that governments in the region, as well as donor assistance agencies, have accorded to production-oriented research in supporting national aquaculture development. This has been accomplished largely by an overwhelming concentration and support of research effort, and necessarily of trained research manpower and other resources, in the biological and technical areas. To illustrate, over 80 per cent of the 330 aquaculture projects reported in the survey are concerned with development and research on aquaculture technologies and systems; health and environmental management; production of seed and improvement of feed and nutrition; genetic improvement and species diversification. Less than 3 per cent are concerned with the socio-economic and management aspects. Moreover, multidisciplinary studies and approaches to problem solving are rare.

The positive result of this strategy may be reflected partly by the high overall growth of aquaculture production in the region during the past fifteen years. But as the study has also noted, the task of aquaculture development research has become more challenging with the increasing number and complexity of issues attendant to national aquaculture development. As the study states, management of aquaculture has become a complex undertaking, involving all levels of governments and many disciplines, and having to also ensure harmony with other sectors that utilize the same resources.

The synopsis of national aquaculture development objectives and priorities highlighted by the survey clearly indicates that governments, while retaining their high priority on productivity, are also facing up to the need to sustain productivity gains and economic growth and to balance the emphasis on more production with more environmentally and socially responsible solutions. In retrospect, the productivity increases could have masked the weaknesses of the aquaculture research sector now being exposed by the intensifying pressure from problems other than low yield. The study lists these problems as follows: weak institutional linkages; uncoordinated planning and programming; lack of skilled human resources; ineffective technology transfer and under-utilization of information; lack of inputs and appropriate technologies for environmental and health management; pollution of the aquatic environment; and inadequate or inadequately enforced aquaculture legislation, regulations and policies. Additionally, the study notes that many of problems confronting aquaculture development have resulted from its rapid and unplanned growth, implying that the sector has not had time to build up an adequate information and knowledge base that can reliably support management decisions.

The findings provide a strong argument for research to address, along with the technical, the economic, development, environmental, legal and social issues, and for an emphasis on intersectoral, multidisciplinary and precautionary approach to the management and development of aquaculture. Lessons from the aquaculture industry in general and from some aquaculture commodity industries in particular, have made it clear that the application of technological innovations must take into account environmental and socio-economic impacts and implications. And that appropriate policies and institutional arrangements must be in place to facilitate the development and proper application of technological innovations.

In line with its objective and findings, the study outlines a strategy for tackling the common regional issues and constraints to aquaculture research. Central to this strategy is the list of research opportunities that address the issues. Of the seven research opportunities identified, three target the institutional issues, four deal with biological/technological problems. The common regional problems present an excellent scope for regional cooperation.

The study is a contribution of FAO and NACA to the follow-up of the Study on International Fisheries Research (SIFR). This presentation of its results is addressed to all the stakeholders in national aquaculture development, who have to be closely involved in the overall effort to enhance the contribution of research to development. It is principally addressed to governments and to regional and international agencies and organizations providing collaborative assistance to governments. It also makes significant references to some of the critical roles of the private and non-government sectors in improving the aquaculture research system and processes. This report updates national information on the aquaculture development objectives and priorities and the aquaculture research priorities, capacities and needs. Obviously not evenly distributed, the countries nevertheless have considerable aquaculture research capacities and resources among them that a regional cooperative activity could utilize. This regional sharing of resources to solve common problems has been effectively demonstrated by the TCDC activities of NACA which FAO and UNDP have fostered.

FAO and NACA, in line with their mandates and within the limits of their resources, will help to facilitate action on the recommendations. We envision a strategy in which governments play the central role in carrying out and managing the cooperative regional research, and sustaining the collaboration based on national research programmes rather than on the presence or absence of external support. We strongly adhere to the idea that external assistance be sought only as a means to strengthen regional cooperation and complement national efforts. In this light, regional and international organizations, including funding agencies, will appropriately act as catalyst and facilitator to regional collaborative efforts. In the ultimate, success of the total effort will depend solely on the commitment of the governments.

Hassanai Kongkeo

Coordinator

Network of Aquaculture Centres in Asia-Pacific

Bangkok, Thailand

Robin Welcomme

Chief, Inland Water Resources and Aquaculture

Service, Fisheries Department, FAO

Rome, Italy


CONTENTS

Part I. Report of the Regional Workshop

1. Introduction
2. Regional synthesis
3. Summary of country statements
4. Identification of regional collaborative research opportunities
5. Formulation of project concepts
6. Conclusions and recommendations
7. Closing activities
Annex1. List of participants
Annex 2. Workshop programme
Annex 3. Draft project concepts

List of Tables

Table 1 Prioritized list of collaborative research areas prepared by country representatives
Table 2 The final list of priority areas for regional collaboration, as amalgamated from Table 1
Table 3 Guidelines for the preparation of project concepts

Part II. Regional Synthesis and Summary of the Survey Returns

Section 1. Regional Synthesis

EXECUTIVE SUMMARY
1. Background
2. Aquaculture in Asia
3. Aquaculture development
4. Aquaculture development research
5. Observations
6. Research opportunities of common concerns
7. Conclusion
8. References
Annex 1. Survey forms
Annex 2. Names and addresses of national coordinators for aquaculture 109 research survey
Annex 3. Outline of country report
Annex 4. Summary of aquaculture development priorities
Annex 5. Summary of aquaculture development research priorities

List of Tables

Table 1 National responses to the survey
Table 2 Selected fishery statistics of Asian countries regions
Table 3 Import and export statistics of fish and fish products of selected Asian countries regions
Table 4 Aquaculture production in participating countries regions by category
Table 5 Processes and criteria used in formulating national aquaculture development plans
Table 6 Aquaculture development objectives
Table 7 Aquaculture development priorities
Table 8 Issues and constraints in aquaculture development
Table 9 Processes followed in setting national aquaculture research priorities
Table 10 Criteria used in setting development research priorities
Table 11 Aquaculture development research priorities
Table 12 Aquaculture research areas recommended by international and regional fora/studies
Table 13 Main aquaculture research organizations and their programmes
Table 14 Reported number of research personnel by country
Table 15 Main thrust of the on-going aquaculture research projects
Table 16 Number of aquaculture projects in Asia funded by donors reporting to FIPIS
Table 17 Issues and constraints in aquaculture development research
Table 18 Regional summary of aquaculture development and research priorities, issues, and constraints, research programmes and on-going projects
Table 19 Indicative research opportunities to address the common issues and constraints of the countries

Section 2. Summary of the Survey Returns

Bangladesh
China
Democratic People’s Republic of Korea
Hong Kong China
India
Indonesia
Islamic Republic of Iran
Malaysia
Nepal
Pakistan
Philippines
Sri Lanka
Thailand
Viet Nam

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